Discover the features that have established EAGLE EYE as a dependable compliance partner for over 15 years.
Issues Facing Compliance Officers Today:
Advisors with unauthorized or undisclosed social media sites
Advisors with unapproved or undisclosed outside business activities
Not knowing what your registered advisors are putting online
EAGLE EYE eliminates time-consuming, ineffective, manual search processes with easy-to-use workflows and automated documentation. It uncovers and reduces compliance and “failure to supervise” risks while demonstrating to regulators your firm has a formalized internet supervision program in compliance with FINRA and SEC rules.