EAGLE EYE uncovers and supervises your advisors’ online footprint. With artificial intelligence and machine learning EAGLE EYE discovers social media accounts, websites, blogs, OBAs, DBAs, online profiles, and events that belong to or are about your advisors, allowing you to address issues prior to regulatory discovery or examination.
Tired of sifting through endless unrelated search results?
Frustrated with the never-ending reporting and documenting details?
Worried that your advisors are not disclosing everything.... opening up your firm to potential fines and loss of business?
EAGLE EYE eliminates time-consuming, ineffective manual search processes with easy-to-use workflows and automated documentation. Its flexibility allows you to closely monitor many advisors at various levels with relatively few employee hours involved.
EAGLE EYE reduces “failure to supervise” risks while demonstrating to regulators that your firm is actively supervising the web in compliance with FINRA and SEC Rules.
EAGLE EYE is a first-of-its-kind application designed to help the financial industry easily and effectively supervise the web. Address issues before they are brought to your attention by a regulator or auditor.
Automate Your Internet Supervision Process with EAGLE EYE
"The Eagle Eye Surveillance system has been a force multiplier in my firm’s supervisory scheme. This simple tool has transformed my internet surveillance sweep process from a time-consuming, multi-day enterprise where I view the same search results over and over to a simple process that can be completed in a couple of hours."
A COMPLIANCE PROFESSIONAL FROM A BROKER DEALER IN THE MIDWEST
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"We needed to come up with a better way to review our advisors' activity on the web because we weren't confident our manual internet searches were identifying everything we needed to supervise. After looking at other solutions, we selected SiteQuest Compliance and their Eagle Eye product. SiteQuest Compliance was very accommodating, working closely with us to meet our company's specific needs. We have found our internet searches to be much more robust now. SiteQuest Compliance continues to be a great partner and is very customer focused!"
A LARGE GLOBAL RETIREMENT SOLUTIONS AND INSURANCE COMPANY
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"Eagle Eye has allowed our compliance department to comply with our supervision requirements mandated by the CFTC and NFA. Our review and monitoring process was very manual and time consuming; however, with this system we have been able to do this in a fraction of the time. As soon as we implemented Eagle Eye, the system found searches that were previously missed with the manual process and as a result we updated our policy and procedures to minimize compliance risk. Also, one of our previous hurdles was demonstrating to our regulators with documentation that we were conducting the appropriate monitoring but with the audits reports, that are available directly from the system, we are able to document and show individual findings in an organized manner."
A COMPLIANCE PROFESSIONAL SUPERVISING IN THE FOREIGN EXCHANGE MARKETS