SiteQuest Compliance is a trusted partner and solution provider for financial firms ​in meeting their regulatory supervision obligations.

Compliance Applications

Our suite of applications are specifically programmed to assist clients with internet supervision, website monitoring, and policy management and is designed to streamline and automate the supervision and documentation process.

EAGLE EYE

Automatically SEARCH, DOCUMENT, and REPORT on your internet supervision responsibilities.

SQWATCHER

Automatically SCAN, MONITOR, and ARCHIVE websites you are required to supervise.
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POLICIES

MANAGE, and ORGANIZE your policies and WSPs in one easy-to-use and convenient location.
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What Our Clients Have to Say

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"We needed to come up with a better way to review our advisors' activity on the web because we weren't confident our manual internet searches were identifying everything we needed to supervise. After looking at other solutions, we selected SiteQuest Compliance and their Eagle Eye product. Sitequest Compliance was very accommodating, working closely with us to meet our company's specific needs. We have found our searches to be much more robust now. SiteQuest Compliance continues to be a great partner and is very customer focused!"

​A LARGE GLOBAL RETIREMENT SOLUTIONS AND INSURANCE COMPANY

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"The Eagle Eye Surveillance system has been a force multiplier in my firm’s supervisory scheme. This simple tool has transformed my internet surveillance sweep process from a time-consuming, multi-day enterprise where I view the same search results over and over to a simple process that can be completed in a couple of hours."

​A COMPLIANCE PROFESSIONAL FROM A BROKER DEALER IN THE MIDWEST

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"Eagle Eye has allowed our compliance department to comply with our supervision requirements mandated by the CFTC and NFA. Our review and monitoring process was very manual and time consuming; however, with this system we have been able to do this in a fraction of the time. As soon as we implemented Eagle Eye, the system found searches that were previously missed with the manual process and as a result we updated our policy and procedures to minimize compliance risk. Also, one of our previous hurdles was demonstrating to our regulators with documentation that we were conducting appropriate monitoring, but with the audits reports, that are available directly from the system, we are able to document and show individual findings in an organized manner."

​A COMPLIANCE PROFESSIONAL SUPERVISING IN THE FOREIGN EXCHANGE MARKETS

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SQWatcher is a fantastic forwarding thinking application that is always one step ahead. SQWatcher allows us to seamlessly supervise in a manner that is transparent to the advisor allowing them to concentrate on their business. The customer service is always above and beyond!

A COMPLIANCE PROFESSIONAL SUPERVISING IN CANADA

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The automation of SQWatcher's monitoring is very simple. This program has different user view options to make the review process customizable. As we were implementing SQWatcher, the SiteQuest Compliance team thoroughly trained us on how to use this program. They provided several tips that makes my job that much easier

BROKER DEALER FROM THE MIDWEST

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The entire SiteQuest Compliance' team has been great to work with. They are very knowledgeable and quick to respond. SQWatcher is very user friendly and does not require the user to know "website lingo". SiteQuest Compliance is very innovative in finding solutions the meets our firms needs for monitoring and archiving our advisors' websites

BROKER DEALER FROM THE EAST COAST

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