Internet Supervision Designed by and for Compliance and Supervision Professionals
What is Eagle Eye?
Eagle Eye is a first of its kind application that is designed to help firms monitor their advisors’ web presence. Eagle Eye automates the processes it takes to meet the requirements set forth by NASD 3010, 3012 and FINRA 2201, 3270. Eagle Eye automatically searches, documents and reports on your web supervision responsibilities. This application works with your firm's supervisors helping to make sure that they have the tools they need to efficiently and effectively do their jobs.
Is Eagle Eye Expensive?
Eagle Eye is a valuable application that will cost you less per monitored individual as compared with what your firm pays for other similar services such as email archiving, trade surveillance and so forth. Through our automated and efficient processes Eagle Eye will additionally save your supervisors valuable time. Contact us today for a price quote and you’ll be surprised that the price for “reasonable supervision” is truly reasonable.
Does Eagle Eye help my firm find an advisor/employee's social media accounts?
Yes, one of the biggest benefits of the application is helping your firm find your advisor/employee’s social media accounts like Twitter, Facebook, YouTube, LinkedIn, Yelp, Google + and more.
Do we need to manually add our individuals (monitored advisors/ employees) to the system?
No, the system is designed to allow simple and complex hierarchy imports as well as modifications to individual search data points within the system.
Does Eagle Eye have lexicon or key word capabilities?
Yes, Eagle Eye allows you to create lexicons that are then added as additional searches are completed on your monitored individuals.
What does Eagle Eye find?
Eagle Eye scours the public web and finds things like:
- Websites
- Blogs
- Social Media Accounts
- Outside Business Activities
- News Articles
- Directory Listings
- Campaign Contributions
- Court/Legal Documents (published to the web)
- Whois Records
- YouTube Videos and More!
Can Eagle Eye handle simple and complex review structures?
Absolutely! Eagle Eye has a concept called “review groups” which allows you to regionalize your reviews, assign individuals to multiple groups and set specific reviewers to oversee specific groups. Eagle Eye also supports escalation processes so that frontline reviewers can escalate issues to your legal department, compliance supervisors and so forth.
Can Eagle Eye handle simple and complex review structures?
Absolutely! Eagle Eye has a concept called “review groups” which allows you to regionalize your reviews, assign individuals to multiple groups and set specific reviewers to oversee specific groups. Eagle Eye also supports escalation processes so that frontline reviewers can escalate issues to your legal department, compliance supervisors and so forth.
What reporting capabilities does Eagle Eye have?
Eagle Eye’s automated reporting features will save you time and help ensure that your documentation shows the complete picture. With just a click, you will have everything you need including when a result was found, who reviewed it, comments that were made and time stamps on every action taken on the account.
What data does my firm need to provide for Eagle Eye to effectively search the web for our advisors/employees?
At a minimum, the system requires the individual’s first and last name, but it can handle much more including DBA’s, addresses, alternate names (nicknames), educational information, phone numbers, email addresses and more. Eagle Eye can handle as many data points as your firm has available or is comfortable sharing.
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