SEARCH

REVIEW

DOCUMENT

REPORT

​Eagle Eye uncovers and supervises your advisors’ online footprint. It discovers social media accounts, websites, blogs, OBAs, DBAs, online profiles, and events that belong to or are about your advisors, allowing you to address issues prior to regulatory discovery or examination.

​Watch and learn more.
When speaking with our clients oftentimes they share with us their supervision concerns and challenges.

​AMONG THEM ARE:
  • Not knowing what your registered advisors are putting online
  • Advisors with unauthorized social media sites
  • Advisors with unapproved or undisclosed outside business activities​
SECRETARY OF STATE SEARCHES
Eagle Eye can now search across all 50 states for corporate registrations associated with your advisors. 
 
These Secretary of State reviews are integrated into Eagle Eye’s workflow and can be reviewed with other items of concern such as undisclosed social media accounts, online profiles, websites, event listings, and more. 

Corporate registrations can be reviewed in a customized workflow allowing you to view findings across your organization.
YOUR RETURN ON INVESTMENT
 
Eagle Eye eliminates time consuming, ineffective manual search processes with easy to use workflows and automated documentation. It reduces “failure to supervise” risks while demonstrating to regulators that your firm is actively supervising the web in compliance with FINRA and SEC Rules.
Eagle Eye monitors 50,000+ advisors across our customer base and has automatically alerted compliance supervisors on over 1.2M discoveries that warranted reviews over the past 3 years, broken down by
​
- 59% unapproved/unknown social media accounts
- 5% unknown/unauthorized outside business activities
- 5% unapproved/unknown websites or blogs
- 31% other

AUTOMATE YOUR ENTIRE PROCESS

​Eagle Eye is a first of its kind application that is designed specifically to help the financial industry easily and effectively supervise the web.
​
  • Have you tried implementing a manual search program?
  • Tired of sifting through endless unrelated search results?
  • Frustrated with the never-ending reporting and documenting details?
  • Worried that your advisors are not disclosing everything.... opening up your firm to potential fines and loss of business?

Address issues before they are brought to your attention by a regulator. (Regulatory Application)

Eagle Eye provides a solution to help formalize your internet supervision program while lowering your risk.
OUR CUSTOMER'S FAVORITE FEATURES AND BENEFITS INCLUDE:
  • Risk Based Reviews
  • Documentation
  • Auto Reporting
  • Blacklisting​
  • Lexicon Capabilities
  • Secretary of State Search Integration
  • and much much more...

What our clients have to say...

A collection of testimonials from the clients we’ve had the pleasure of working with.

/

  • 1
  • 2
  • 3
  • 4
  • 5
"The Eagle Eye Surveillance system has been a force multiplier in my firm’s supervisory scheme. This simple tool has transformed my internet surveillance sweep process from a time-consuming, multi-day enterprise where I view the same search results over and over to a simple process that can be completed in a couple of hours."

A COMPLIANCE PROFESSIONAL FROM A BROKER DEALER IN THE MIDWEST

/

  • 1
  • 2
  • 3
  • 4
  • 5

/

  • 1
  • 2
  • 3
  • 4
  • 5
"We needed to come up with a better way to review our advisors' activity on the web because we weren't confident our manual internet searches were identifying everything we needed to supervise. After looking at other solutions, we selected SiteQuest Compliance and their Eagle Eye product. SiteQuest Compliance was very accommodating, working closely with us to meet our company's specific needs. We have found our internet searches to be much more robust now. SiteQuest Compliance continues to be a great partner and is very customer focused!"

A LARGE GLOBAL RETIREMENT SOLUTIONS AND INSURANCE COMPANY

/

  • 1
  • 2
  • 3
  • 4
  • 5

/

  • 1
  • 2
  • 3
  • 4
  • 5
"Eagle Eye has allowed our compliance department to comply with our supervision requirements mandated by the CFTC and NFA. Our review and monitoring process was very manual and time consuming; however, with this system we have been able to do this in a fraction of the time. As soon as we implemented Eagle Eye, the system found searches that were previously missed with the manual process and as a result we updated our policy and procedures to minimize compliance risk. Also, one of our previous hurdles was demonstrating to our regulators with documentation that we were conducting the appropriate monitoring but with the audits reports, that are available directly from the system, we are able to document and show individual findings in an organized manner."​

A COMPLIANCE PROFESSIONAL SUPERVISING IN THE FOREIGN EXCHANGE MARKETS

/

  • 1
  • 2
  • 3
  • 4
  • 5
LEARN MORE ABOUT EAGLE EYE'S FEATURES

    Subscribe to our newsletter today!