This year SiteQuest Compliance is celebrating our 10th anniversary. Over these last 10 years we have enjoyed getting to know YOU through various phone calls, emails, and especially interacting at the annual FINRA conference. While we may not be able to personally say hello, and shake your hand this year, know that we are committed to serving and working with you through our compliance partnerships.
Since we cannot meet in-person and celebrate our 10 year anniversary at this year’s FINRA conference, I would love to send you a special CONFERENCE CARE PACKAGE. Thank you for your role in helping make the financial industry trusted and respected.
Our entire team at SiteQuest Compliance continues to be available and ready to answer any of your questions.
Check out our blog articles commenting on supervision trends, changing and updating regulations, comments about disciplinary actions, and more.